SVP Services
Specialist Advisory Support.
Independent, practical and risk-based regulatory support for CySEC-regulated Cyprus Investment Firms.
Regulatory Compliance & AML/CFT Advisory
Independent, practical and risk-based support tailored to the CIF’s business model, investment services, regulatory permissions, client profile and operational risks.
Discuss Your Requirements →- Outsourced Compliance Function
- Compliance Risk Assessment and Monitoring Programme
- Independent Compliance Reviews
- AML/CFT Framework & Control Effectiveness Review
- Business-Wide and Customer Risk Assessments
- CDD, EDD, Sanctions, PEP and Transaction-Monitoring Controls
- Regulatory Reporting Support
- Remediation and Follow-up Verification
Internal Audit & Control Effectiveness Reviews
Independent, risk-based assurance designed to evaluate governance, internal controls, regulatory compliance, operational effectiveness and remediation.
Discuss an Engagement →- Outsourced Internal Audit Function
- Risk-Based Internal Audit Plan and Charter
- Targeted Internal Audit Reviews
- Compliance and AML/CFT Audits
- Trading, Operational and Regulatory-Reporting Audits
- Internal Control Effectiveness Reviews
- Findings and Recommendations
- Remediation Follow-up and Annual Reporting
CySEC Authorisation & Licensing Support
Comprehensive regulatory and compliance support for businesses seeking authorisation as a Cyprus Investment Firm or extending an existing CIF licence.
Discuss Your Project →- Regulatory Feasibility and Business-Model Review
- Investment Service, Instrument and Permission Mapping
- Governance and Organisational Structure
- Control-Function Arrangements
- Policies, Procedures and Application Documentation
- Coordination of Supporting Information
- Responses During the CySEC Assessment Process
- Licence Extensions and Pre-Operational Readiness
Assistance with CySEC Inspection Preparation
Practical, independent assistance to CIFs preparing for CySEC inspections, supervisory reviews and regulatory information requests, focused on implementation, evidence, governance and remediation.
Discuss Inspection Preparation →- Inspection-Readiness and Regulatory Gap Assessment
- Review of CySEC Document and Information Requests
- Compliance, AML/CFT and Internal Audit Evidence Review
- Governance and Board Oversight Review
- Regulatory Reporting and Supporting-Data Verification
- Management and Control-Function Interview Preparation
- Prioritised Findings and Remediation Planning
- Response Support and Follow-up Verification
Services are provided under individually scoped engagements and remain subject to applicable regulatory, independence and conflict-of-interest requirements. Certain control functions or assurance services may not be provided simultaneously to the same regulated entity.